View Information Collection Request (ICR) Package

View ICR - Agency Submission

OMB Control No: 3038-0092	ICR Reference No: 202607-3038-007
Status: Received in OIRA	Previous ICR Reference No: 202311-3038-003
Agency/Subagency: CFTC	Agency Tracking No:
Title: Customer Clearing Documentation and Timing of Acceptance for Clearing
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 10/22/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	12/31/2026
Responses	204	180
Time Burden (Hours)	8,160	7,200
Cost Burden (Dollars)	0	0

Authorizing Statute(s): US Code: 7 USC 6d(c) Name of Law: Conflicts of Interest
   PL: Pub.L. 111 - 203 124 Stat. 1376 (2010) Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   US Code: 7 USC 6s(j)(5) Name of Law: Duties – Conflicts of Interest
   US Code: 7 USC 6s(j)(6) Name of Law: Duties – Antitrust Considerations
   US Code: 7 USC 2(h)(1)(B)(ii) Name of Law: Clearing Requirement – In General – Open Access

Citations for New Statutory Requirements: None

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	204	180	24
Annual Time Burden (Hours)	8,160	7,200	960
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: There are no program changes or adjustments. The total burden hour adjustment is due to both the increase in the number of DCOs from 15 to 24 and the increase in the number of SDs, MSPs, and FCMs from 165 to 180, resulting in 204 as the total number of respondents (up from 180 in 2023). The Commission is adjusting its estimate of overall burden based on the increase in the number of respondents. This results in an overall increase in the total annual burden from 7,200 to 8,160 (an overall increase of 960 burden hours).

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Kenny Wright 202 326-2907 kwright@ftc.gov

Something went wrong when downloading this file. If you have any questions, please send an email to risc@gsa.gov.