View Information Collection Request (ICR) Package

View ICR - Agency Submission

OMB Control No: 3235-0471	ICR Reference No: 202607-3235-017
Status: Received in OIRA	Previous ICR Reference No: 202307-3235-017
Agency/Subagency: SEC	Agency Tracking No: TM
Title: Rule 15c1-5 (17 CFR 240.15c1-5) Disclosure of Control
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 10/01/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	12/31/2026
Responses	162	175
Time Burden (Hours)	1,620	1,750
Cost Burden (Dollars)	0	0

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	162	175	-13
Annual Time Burden (Hours)	1,620	1,750	-130
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The estimated burden decreased due to a decrease in the estimated number of respondents. The burden is discussed in more detail in the attached Supporting Statement.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Jane Wetterau 202 551-4483

Something went wrong when downloading this file. If you have any questions, please send an email to risc@gsa.gov.