View Information Collection Request (ICR) Package
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View ICR - Agency Submission
COMMENT
Time Remaining
Days
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OMB Control No:
0960-0351
ICR Reference No:
202608-0960-012
Status:
Received in OIRA
Previous ICR Reference No:
202201-0960-004
Agency/Subagency:
SSA
Agency Tracking No:
Title:
Notice Regarding Substitution of Party Upon Death of Claimant Reconsideration of Disability Cessation
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
Date Submitted to OIRA:
09/28/2026
Requested
Previously Approved
Expiration Date
36 Months From Approved
10/31/2026
Responses
237
384
Time Burden (Hours)
241
32
Cost Burden (Dollars)
0
0
Abstract:
When a claimant dies before we make a determination on that person’s request for reconsideration of a disability cessation, SSA seeks a qualified substitute party who may choose to pursue the appeal. If SSA locates a qualified substitute party, the agency uses Form SSA–770–U4 to collect information about whether to pursue or withdraw the reconsideration request. We use this information as the basis for the decision to continue or discontinue with the appeals process. Respondents are individuals with a relationship to the deceased or the deceased’s estate who may be made a substitute party and proceed with or withdraw the reconsideration request.
Authorizing Statute(s):
US Code:
42 USC 405
Name of Law: Social Security Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
91 FR 48470
07/31/2026
30-day Notice:
Federal Register Citation:
Citation Date:
91 FR 60677
09/24/2026
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
Notice Regarding Substitution of Party Upon Death of Claimant--Reconsiderationof Disability Cessation
SSA-770-U4
Notice Regarding Substitution of Party Upon Death of Claimant--Reconsideration of Disability Cessation
ICR Summary of Burden
Total Request
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
237
384
0
0
-147
0
Annual Time Burden (Hours)
241
32
0
0
209
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
When we cleared the this ICR in 2023, the burden was 32 hours. However, we are currently reporting a burden of 20 hours. This change stems a decrease in the number of responses from 384 to 237. There is no change to the burden time per response. Although the number of responses changed, SSA did not take any actions to cause this change. These figures represent current Management Information data. *Note: The total burden reflected in ROCIS is 241, while the burden cited in #12 of the Supporting Statement is 20. This discrepancy is because the ROCIS burden reflects the following components: field office waiting time + learning costs + a rough estimate of a 30-minute, one-way, drive burden. In contrast, the chart in #12 above reflects actual burden.
Annual Cost to Federal Government:
$5,150
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
Yes
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
Yes
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
No
Agency Contact:
Faye Lipsky 410 965-8783 faye.lipsky@ssa.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
09/28/2026
Something went wrong when downloading this file. If you have any questions, please send an email to risc@gsa.gov.