Agency Rule List - Spring 2023
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Agency Rule List - Spring 2023
Securities and Exchange Commission
Agency
Agenda Stage of Rulemaking
Title
RIN
SEC
Long-Term Actions
Credit Rating Agencies -- Conflicts of Interest and Transparency
3235-AL54
SEC
Long-Term Actions
Conflict Minerals Amendments
3235-AM14
SEC
Long-Term Actions
Proxy Process Amendments
3235-AM16
SEC
Long-Term Actions
Certain Information Providers Acting as Investment Advisers
3235-AM95
SEC
Long-Term Actions
Transfer Agents
3235-AL55
SEC
Long-Term Actions
Amendments to Rules 17a-25 and 13h-1 Following Creation of the Consolidated Audit Trail
3235-AM22
SEC
Long-Term Actions
Portfolio Margining of Uncleared Swaps and Non-Cleared Security Based Swaps
3235-AM64
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