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HHS/OS RIN: 0991-AB08 Publication ID: Fall 2000 
Title: Standards for Privacy of Individually Indentifiable Health Information 
Abstract: The final rule would implement part of the Administrative Simplification requirements of Public Law 104-191 by establishing standards for health plans, health care clearinghouses and certain health care providers to protect the privacy of individually identifiable health information. 
Agency: Department of Health and Human Services(HHS)  Priority: Economically Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Yes  Unfunded Mandates: State, local, or tribal governments; Private Sector 
CFR Citation: 45 CFR 160    45 CFR 164   
Legal Authority: 42 USC 1320d-2    42 USC 1320d-4    PL 104-191, sec 264   
Legal Deadline:
Action Source Description Date
Final  Statutory    02/21/2000 

Statement of Need: The Health Insurance Portability and Accountability Act of 1996 (HIPAA) (Pub. L. 104-191) requires the Department to issue final standards for the privacy of individually identifiable health information by February 21, 2000. The confidentiality of such information varies significally. The standards will establish national protections applicable to individually identifiable health information created or maintained by health plans, health clearinghouses, and health providers that conduct transactions electronically.

Summary of the Legal Basis: The Health Insurance Portability and Accountability Act of 1996 (HIPAA) (Pub. L. 104-191) directed the Department to issue several standards to facilitate the electronic exchange of information with respect to financial and administrative transactions. It also directed the Department to develop and submit to Congress recommendations for privacy legislation. In addition, if Congress did not enact legislation governing privacy standards with respect to individually identifiable health information by August 21, 1999, HIPAA directed the Department to promulgate final regulations containing such standards by February 21, 2000. A proposed rule was published in the fall of 1999. A final regulation reflecting the public comments to the proposal will be issued to satisfy the statutory requirement.

Alternatives: The Department is required by statute to issue final regulations by February 21, 2000. Therefore, no alternatives to regulatory action have been considered.

Anticipated Costs and Benefits: The proposal was esimated to cost $3.8 billion. Estimates of the economic impact that will stem from this rule will be revised based on the public comments. A final anaylsis will be included with the final regulation.

Risks: The extensive comments on the proposed rule provided detailed information on a wide range of important and complex information. The final rule will reflect these insights. Publication of the final rule will enable the Department to meet its statutuary deadline.

Timetable:
Action Date FR Cite
NPRM  11/03/1999  64 FR 59967   
Final Action  11/00/2000    
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: Federal, Local, State, Tribal 
Small Entities Affected: Businesses, Governmental Jurisdictions, Organizations  Federalism: Yes 
Included in the Regulatory Plan: Yes 
Agency Contact:
Roxanne Gibson
Senior Administrative Assistant
Department of Health and Human Services
Office of the Secretary
Room G-322A, Attention: Privacy-P, 200 Independence Avenue SW.,
Washington, DC 20201
Phone:202 260-5083