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DOL/EBSA RIN: 1210-AB82 Publication ID: Spring 2017 
Title: ●Request for Information on Fiduciary Rule and Prohibited Transaction Exemptions 
Abstract:

Request for information on more streamlined compliance options in connection with the Fiduciary Rule and prohibited transactions exemptions.

 
Agency: Department of Labor(DOL)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Prerule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 29 U.S.C. 1002 (ERISA sec 3(21))    29 U.S.C. 1008 (ERISA sec 408)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Request for Information  06/00/2017 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related RINs: Related to 1210-AB79, Related to 1210-AB32, Related to 1210-ZA25 
Agency Contact:
Karen E. Lloyd
Office of Regulations and Interpretations
Department of Labor
Employee Benefits Security Administration
200 Constitution Avenue NW, FP Building, Room N-5655,
Washington, DC 20210
Phone:202 693-8510
Email: lloyd.karen@dol.gov