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DOL/EBSA RIN: 1210-AC36 Publication ID: Spring 2025 
Title: ●Investment Advice Fiduciary Under ERISA 
Abstract:

This regulatory action is in response to Executive Order 14219, entitled Ensuring Lawful Governance and Implementing the President's "Department of Government Efficiency" Deregulatory Initiative, and in light of the stay of effective date in Federation of Americans for Consumer Choice v. U.S. Department of Labor , No. 6:24-CV-163-JDK (E.D. Tex.) and  American Council of Life Insurers v. U.S. Department of Labor , No. 4:24-CV-00482-O (N.D. Tex.) and will ensure that the regulation is based on the best reading of the statute. 

 
Agency: Department of Labor(DOL)  Priority: Economically Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
CFR Citation: 29 CFR 2510.3-21   
Legal Authority: U.S.C. 1135 (ERISA sec. 505)    Reorganization Plan Nol 4 of 1978   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Rulemaking  05/00/2026 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Karen E. Lloyd
Office of Regulations and Interpretations
Department of Labor
Employee Benefits Security Administration
200 Constitution Avenue NW, FP Building, Room N-5655,
Washington, DC 20210
Phone:202 693-8510
Email: lloyd.karen@dol.gov