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| TREAS/OCC | RIN: 1557-AB52 | Publication ID: Fall 1995 |
| Title: ●Government Securities Sales Practices | |
| Abstract: The OCC, in conjunction with the FRB and FDIC, is considering issuing rules regarding the responsibilities of banks that are Government securities brokers or dealers when making recommendations to their customers concerning Government securities. | |
| Agency: Department of the Treasury(TREAS) | Priority: Other Significant |
| RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
| CFR Citation: 12 CFR 12 | |
| Legal Authority: 15 USC 780-3 15 USC 780-5 | |
Timetable:
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| Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
| Included in the Regulatory Plan: No | |
|
Agency Contact: MaryAnn Nash Counsel Department of the Treasury Comptroller of the Currency Chief Counsel's Office, 400 7th Street SW, Washington, DC 20219 Phone:202 649-6287 Email: maryann.nash@occ.treas.gov |
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