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| View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
| TREAS/OCC | RIN: 1557-AB52 | Publication ID: Spring 1996 |
| Title: Government Securities Sales Practices | |
| Abstract: The OCC, in conjunction with the FRB and FDIC, is considering issuing rules regarding the responsibilities of banks that are Government securities brokers or dealers when making recommendations to their customers concerning Government securities. | |
| Agency: Department of the Treasury(TREAS) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
| CFR Citation: Not yet determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
| Legal Authority: 15 USC 78o-3 15 USC 78o-5 | |
Timetable:
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| Additional Information: ADDITIONAL AGENCY CONTACTS: Daniel Cooke, Attorney, Legislative and Regulatory Activities Division, (202)874-5090, fax (202)874- 4889, and Elizabeth Malone, Senior Attorney, Securities and Corporate Practices Division, (202)874-5210, fax (202)874-5279, 250 E Street SW., Washington, DC 20219. | |
| Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
| Included in the Regulatory Plan: No | |
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Agency Contact: Mark J. Tenhundfeld Assistant Director Department of the Treasury Comptroller of the Currency Legislative and Regulatory Activities Division, 250 E Street SW, Washington, DC 20219 Phone:202 874-5090 Fax:202 874-4889 Email: mark.tenhundfeld@occ.treas.gov |
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