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TREAS/OCC RIN: 1557-AB52 Publication ID: Fall 1996 
Title: Government Securities Sales Practices 
Abstract: The OCC, in conjunction with the FRB and FDIC, has issued a proposed rule regarding the responsibilities of banks that are Government securities brokers or dealers when making recommendations to their customers concerning Government securities. 
Agency: Department of the Treasury(TREAS)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 12 CFR 13   
Legal Authority: 12 USC 1 et seq    12 USC 93a    15 USC 78o-5   
Timetable:
Action Date FR Cite
NPRM  04/25/1996  61 FR 18470   
Final Action  12/00/1996    
Additional Information: ADDITIONAL AGENCY CONTACTS: Elizabeth Malone, Senior Attorney, Securities and Corporate Practices Division, (202)874-5210, fax (202)874-5279, 250 E Street SW., Washington, DC 20219.
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Included in the Regulatory Plan: No 
Agency Contact:
Mark J. Tenhundfeld
Assistant Director
Department of the Treasury
Comptroller of the Currency
Legislative and Regulatory Activities Division, 250 E Street SW,
Washington, DC 20219
Phone:202 874-5090
Fax:202 874-4889
Email: mark.tenhundfeld@occ.treas.gov