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TREAS/OCC RIN: 1557-AD39 Publication ID: Spring 2011 
Title: ●Incentive-Based Compensation Arrangements 
Abstract: The OCC, FRB, FDIC, OTS, NCUA, SEC, and FHFA are proposing rules to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The rules would require the reporting of incentive-based compensation arrangements by a covered financial institution and prohibit incentive-based compensation arrangements at a covered financial institution that provide excessive compensation or that could expose the institution to inappropriate risks that could lead to a material financial loss. 
Agency: Department of the Treasury(TREAS)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
CFR Citation: 12 CFR 42   
Legal Authority: PL 111-203    sec 956    12 USC 5641   
Legal Deadline:
Action Source Description Date
Final  Statutory  Final Rule  04/21/2011 
Timetable:
Action Date FR Cite
NPRM  04/14/2011  76 FR 21170   
NPRM Comment Period End  05/31/2011    
Final Rule  07/00/2011    
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Patrick T. Tierney
Counsel
Department of the Treasury
Comptroller of the Currency
Legislative and Regulatory Activities Division, 400 7th Street SW.,
Washington, DC 20219
Phone:202 649-6291
Email: patrick.tierney@occ.treas.gov