View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

DHS/TSA RIN: 1652-AA69 Publication ID: 2026 
Title: Vetting of Certain Surface Transportation Employees 
Abstract:

TSA will finalize regulations to establish the requirements and procedures to conduct the vetting of certain railroad, public transportation, and over-the-road bus employees, and to recover the costs of the vetting services.  On May 23, 2023, TSA issued a notice of proposed rulemaking proposing these standards.  TSA is evaluating all comments received and will publish the final rule.  This regulation is related to 1652-AA55, Security Training for Surface Transportation Employees.

 
Agency: Department of Homeland Security(DHS)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
EO 14192 Designation: Regulatory 
CFR Citation: 49 CFR 1500    49 CFR 1530    49 CFR 1570    49 CFR 1572    49 CFR 1580    49 CFR 1582    49 CFR 1584    ...     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 49 U.S.C. 114    Pub. L. 108-90, sec. 520    Pub. L. 110-53, secs. 1411, 1414, 1512, 1520, 1522, and 1531   
Legal Deadline:
Action Source Description Date
Other  Statutory  background and immigration status check for all public transportation and railroad frontline employees is due no later than 12 months after date of enactment.  08/03/2008 

Overall Description of Deadline: Sections 1411 and 1520 of Pub. L. 110-53, Implementing Recommendations of the 9/11 Commission Act of 2007 (9/11 Act), (121 Stat. 266, Aug. 3, 2007), require background checks of frontline public transportation and railroad employees not later than one year from the date of enactment. Requirement will be met through regulatory action.

Statement of Need:

This rulemaking is required by the Implementing Recommendations of the 9/11 Commission Act, Pub. L. 110-53, (121 Stat. 266, Aug. 3, 2007), and will enhance the security of surface transportation by ensuring that workers who are central to operations do not pose a threat to transportation or national security, or of terrorism.

Anticipated Costs and Benefits:

The vetting of railroad, public transportation, and over-the-road bus employees covered under the rule will result in costs to TSA and to industry.  TSA is required to recover vetting costs by collecting user fees from the individuals who are subject to the requirements rather than the public at large.  TSA also anticipates ancillary costs (e.g. updating contact information, compliance inspections) associated with compliance with the rule.  Anticipated benefits include reducing security risks by identifying and/or mitigating potential insider threats through vetting.

Timetable:
Action Date FR Cite
NPRM  05/23/2023  88 FR 33472   
NPRM Comment Period End  08/21/2023 
NPRM Extension of Comment Period  08/22/2023  88 FR 57044   
NPRM Extension Comment Period End  10/01/2023 
Final Rule  11/00/2026 
Regulatory Flexibility Analysis Required: YES  Government Levels Affected: Local 
Small Entities Affected: Businesses, Governmental Jurisdictions, Organizations  Federalism: No 
Included in the Regulatory Plan: Yes 
RIN Information URL: https://www.regulations.gov   Public Comment URL: https://www.regulations.gov  
RIN Data Printed in the FR: Yes 
Related RINs: Related to 1652-AA55, Related to 1652-AA56 
Agency Contact:
Ashlee Marks
Section Chief, Policy Development Section, Surface Policy Division
Department of Homeland Security
Transportation Security Administration
Policy, Plans, and Engagement, 6595 Springfield Center Drive,
Springfield, VA 20598-6028
Phone:571 227-3740
Email: ashlee.marks@tsa.dhs.gov

James Ruger
Chief Economist, Economic Analysis Branch-Coordination & Analysis Division
Department of Homeland Security
Transportation Security Administration
Policy, Plans, and Engagement, 6595 Springfield Center Drive,
Springfield, VA 20598-6028
Phone:571 227-5519
Email: james.ruger@tsa.dhs.gov

Christine Beyer
Senior Counsel, Regulations and Security Standards
Department of Homeland Security
Transportation Security Administration
TSA-2, Chief Counsel, Chief Counsel's Office, 6595 Springfield Center Drive,
Springfield, VA 20598-6002
Phone:571 227-3653
Email: christine.beyer@tsa.dhs.gov