View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

DOT/FMCSA RIN: 2126-AA86 Publication ID: Fall 2007 
Title: Requirements for Intermodal Equipment Providers and Motor Carriers and Drivers Operating Intermodal Equipment 
Abstract: This rulemaking would require entities that offer intermodal container chassis for transportation in interstate commerce to: File a Motor Carrier Identification Report (Form MCS-150); display a USDOT identification number on each chassis offered for such transportation; establish a systematic inspection, repair, and maintenance program to ensure the safe operating condition of each chassis offered for transportation and maintain documentation of the program; and provide a means for effectively responding to driver and motor carrier complaints about the condition of intermodal container chassis. The rulemaking is considered significant because of substantial industry and congressional interest and because it involves other departmental modes. 
Agency: Department of Transportation(DOT)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 49 CFR 386, 392    49 CFR 385, 390, 393, and 396     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 49 USC 31136 and 31502    49 USC 31151    sec 4118, PL 109-59 (2005)   
Legal Deadline:
Action Source Description Date
Final  Statutory    08/11/2006 

Statement of Need: Section 4118 of SAFETEA--LU amended 49 U.S.C., chapter 311, by adding new section 31151 (49 U.S.C. 31151) titled "Roadability." Section 31151 states: "The Secretary of Transportation, after providing notice and opportunity for comment, shall issue regulations establishing a program to ensure that intermodal equipment used to transport intermodal containers is safe and systematically maintained."

Summary of the Legal Basis: This rulemaking is based on the authority of the Motor Carrier Safety Act of 1984 (1984 Act) and section 4118 of SAFETEA-LU, codified at 49 U.S.C. 31151). The 1984 Act provides authority to regulate drivers, motor carriers, and vehicle equipment. Section 4118 of SAFETEA-LU requires the Secretary of Transportation to issue regulations "to ensure that intermodal equipment used to transport intermodal containers is safe and systematically maintained." It specifies, in considerable detail, a minimum of 14 items that must be included in the regulations. It also provides the authority for Departmental employees designated by the Secretary to inspect intermodal equipment and related maintenance and repair records, and to place out-of-service equipment that fails to comply with applicable Federal safety regulations until the necessary repairs have been made. The legislation also requires the Secretary to preempt State requirements for the periodic inspection of intermodal chassis by intermodal equipment providers that was in effect on January 1, 2005 on the effective date of the final rule. However, it allows the Secretary to waive preemption if a State makes application, provided the Secretary finds that the State requirement is as effective as the Federal requirement and does not unduly burden interstate commerce.

Alternatives: The legislative mandate precluded broad regulatory alternatives. However, the NPRM requested comments concerning the marking of intermodal equipment, and in particular, whether other unique identification numbers could serve the same purpose as the USDOT number.

Anticipated Costs and Benefits: We estimate the costs to be between $146.7 and $241.7 million (net present value discounted at 7% over 10 years), and the benefits to be between $82.3 to 257.6 million (net present value discounted at 7% over 10 years). The full regulatory evaluation for the NPRM is in the docket.

Risks: FMCSA has not yet fully assessed the risks that might be associated with this activity.

Timetable:
Action Date FR Cite
NPRM  12/21/2006  71 FR 76796   
NPRM Comment Period End  03/21/2007    
Comment Period Extended  04/13/2007  72 FR 18615   
End Extended Comment Period  05/21/2007    
Final Rule  04/00/2008    
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: Yes 
RIN Information URL: www.regulations.gov   Public Comment URL: www.regulations.gov  
RIN Data Printed in the FR: Yes 
Related RINs: Related to 2126-AA38 
Agency Contact:
Deborah M Freund
Senior Transportation Specialist
Department of Transportation
Federal Motor Carrier Safety Administration
MC-PSV, 1200 New Jersey Avenue, SE,
Washington, DC 20590
Phone:202 366-5370
Email: deborah.freund@dot.gov