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CFTC RIN: 3038-AB63 Publication ID: Fall 2001 
Title: New Regulatory Framework for Trading Facilities 
Abstract: The Commodity Futures Trading Commission has published the final rules to implement the new provisions of the Commodity Futures Modernization Act of 2000 relating to trading facilities. The rules will implement the new statutory framework establishing three new market categories, including exempt markets, and two categories of markets subject to Commission regulatory oversight--designated contract markets and registered derivatives transaction execution facilities. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 1    17 CFR 5    17 CFR 15    17 CFR 20    17 CFR 36    17 CFR 37    17 CFR 38    17 CFR 40    17 CFR 41    17 CFR 100    17 CFR 170    17 CFR 180    ...     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 7 USC 1a    7 USC 2    7 USC 2a    7 USC 4    7 USC 4a    7 USC 5    7 USC 6    7 USC 6a to 6p    7 USC 7    7 USC 7a-b    7 USC 8    7 USC 9    7 USC 12    7 USC 12a    7 USC 12c    7 USC 13a    7 USC 13a-1    7 USC 16    7 USC 16a    7 USC 19    7 USC 21    7 USC 23    7 USC 24 as amended by PL 106-554, 114 Stat. 2763   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  03/09/2001  66 FR 14262   
NPRM Comment Period End  04/09/2001    
Final Action  08/10/2001  66 FR 42256   
Final Action Effective  10/09/2001    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
Agency Contact:
Paul M. Architzel
Chief Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5260
Fax:202 418-5527
Email: parchitzel@cftc.gov

Alan L. Seifert
Deputy Director, Division of Trading and Markets
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5490
Email: aseifert@cftc.gov

Riva Spear-Adriance
Senior Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5494
Email: radriance@cftc.gov

Nancy E. Yanofsky
Chief Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5292
Fax:202 418-5567
Email: nyanofsky@cftc.gov