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| CFTC | RIN: 3038-AC54 | Publication ID: Fall 2010 |
| Title: Offering and Selling Non-Narrow Based Stock Index Futures Traded on Foreign Boards of Trade to United States Persons | |
| Abstract: The Commission has received a petition from a foreign board of trade for a rulemaking to expedite the process for review of foreign stock index futures contracts to determine whether they meet the requirements for offer and sale to United States persons (cash-settled, not readily susceptible to manipulation, and based on a non-narrow-based stock index). Additional issues related to the petition include whether to move from a no-action process to rules or a certification process and, if the latter, whether such certifications should be issued at the staff or Commission level. | |
| Agency: Commodity Futures Trading Commission(CFTC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: 17 CFR 30 (app D) | |
| Legal Authority: 7 USC 6(c) | |
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Legal Deadline:
None |
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Timetable:
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| Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
| Small Entities Affected: No | Federalism: No |
| Included in the Regulatory Plan: No | |
| RIN Data Printed in the FR: No | |
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Agency Contact: Carlene Kim Deputy General Counsel, Office of the General Counsel Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5613 Email: ckim@cftc.gov |
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