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CFTC RIN: 3038-AC54 Publication ID: Spring 2011 
Title: Offering and Selling Non-Narrow Based Stock Index Futures Traded on Foreign Boards of Trade to United States Persons  
Abstract: The Commission has proposed new Rule 30.13 to establish a Commission certification procedure to replace the existing staff no-action process applicable to a foreign board of trade's (FBOT) security index futures contracts. Specifically, proposed Rule 30.13 would set forth a procedure where by an FBOT may apply to the Commission for certification that a security index futures contract traded on that exchange meets the requirements for offer and sale to United States persons under the Commodity Exchange Act. Proposed Rule 30.13 would also establish a procedure for an FBOT to request a Commission certification on an expedited basis. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 30 (app D)   
Legal Authority: 7 USC 6(c)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/13/2010  75 FR 77588   
NPRM Comment Period End  01/12/2011    
Final Action  06/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Carlene Kim
Deputy General Counsel, Office of the General Counsel
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5613
Email: ckim@cftc.gov