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CFTC

RIN: 3038-AC62

Publication ID: Fall 2010

Title: Amendments Pertinent to Registered Entities
Abstract: The Commission is proposing several amendments to enhance its ability to administer the Commodity Exchange Act (Act) with respect to registered entities. In addition to clarifying and technical amendments, the proposed amendments would require the filing of agreements transferring equity interests of 10 percent or more in designated contract markets (DCM) with the Commission and subsequent certifications that subject DCMs continue to comply with the designation criteria and core principles of the Act. The proposed amendments also would require registered entities to provide notice of legal proceedings that may impact a product's trading and explicitly define resolutions and procedures under which emergency actions are taken as exchange rules that may be certified prior to implementation. UPDATE: THIS ITEM IS BEING WITHDRAWN BECAUSE IT HAS BEEN INCORPORATED INTO THE COMMISSION'S DCM CORE PRINCIPLE RULEMAKING AND THE COMMISSION'S PART 40 RULEMAKING
Agency: Commodity Futures Trading Commission(CFTC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Completed Actions
Major: Undetermined	Unfunded Mandates: No
CFR Citation: 17 CFR 38    17 CFR 40 and 41
Legal Authority: 7 USC 1 et seq, as amended by PL 110-246

Legal Deadline:  None

Timetable: Action Date FR Cite Withdrawn  07/15/2010

Regulatory Flexibility Analysis Required: No	Government Levels Affected: None
Small Entities Affected: No	Federalism: No
Included in the Regulatory Plan: No
RIN Data Printed in the FR: No
Agency Contact: Bruce Fekrat Senior Special Counsel, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581 Phone:202 418-5578 Fax:202 418-5527 Email: bfekrat@cftc.gov