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| View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
| CFTC | RIN: 3038-AC65 | Publication ID: Fall 2010 |
| Title: Portfolio Margining Issues | |
| Abstract: Section 713 of the Dodd-Frank Act, Portfolio Margining Conforming Changes, establishes a legal framework for portfolio margining of customer securities and futures positions. Reciprocal amendments in the Commodity Exchange Act and the Securities Exchange Act authorize the CFTC and SEC to grant exemptions, approve rules, and adopt regulations to facilitate the implementation of portfolio margining programs. | |
| Agency: Commodity Futures Trading Commission(CFTC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Prerule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: 17 CFR 39 | |
| Legal Authority: sec 713, PL 111-203 (Dodd-Frank) | |
|
Legal Deadline:
None |
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Timetable:
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| Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
| Small Entities Affected: No | Federalism: No |
| Included in the Regulatory Plan: No | |
| RIN Data Printed in the FR: No | |
|
Agency Contact: Jonathan Lave Attorney Advisor, Division of Clearing and Intermediary Oversight Commodity Futures Trading Commission 1155 21st Street NW., Washington, DC 20581 Phone:202 418-5983 Email: jlave@cftc.gov |
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