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CFTC RIN: 3038-AC65 Publication ID: Spring 2011 
Title: Portfolio Margining Issues  
Abstract: Section 713 of the Dodd-Frank Act, "Portfolio Margining Conforming Changes," establishes a legal framework for portfolio margining of customer securities and futures positions. Reciprocal amendments in the Commodity Exchange Act and the Securities Exchange Act authorize the CFTC and SEC to grant exemptions, approve rules, and adopt regulations to facilitate the implementation of portfolio margining programs. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 39   
Legal Authority: sec 713, PL 111-203 (Dodd-Frank)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Withdrawn  02/08/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related RINs: Related to 3038-AD32 
Agency Contact:
Jonathan Lave
Attorney Advisor, Division of Clearing and Intermediary Oversight
Commodity Futures Trading Commission
1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5983
Email: jlave@cftc.gov