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CFTC RIN: 3038-AC72 Publication ID: Fall 2010 
Title: Financial Resource Requirements for Derivatives Transaction Execution Facilities, Designated Contract Markets, and Derivatives Clearing Organization  
Abstract: The Commission is proposing regulations that would establish financial resource requirements for derivatives transaction execution facilities, designated contract markets, and derivatives clearing organizations for the purpose of ensuring that they maintain sufficient financial resources to enable them to perform their functions in compliance with the Commodity Exchange Act. UPDATE: THIS RULEMAKING WILL BE DONE WITHIN RIN 3038-AC98, DCO CORE PRINCIPLE RULEMAKING, INTERPRETATION AND GUIDANCE 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 37.10    17 CFR 38.7    17 CFR 39.8   
Legal Authority: 7 USC 2 and 5    7 USC 6 and 6c    7 USC 6(c) and 7a    7 USC 7a-2 and 7b   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Withdrawn  09/07/2010    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Phyllis P. Dietz
Deputy Director, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5449
Fax:202 418-5536
Email: pdietz@cftc.gov