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| CFTC | RIN: 3038-AC74 | Publication ID: Fall 2010 |
| Title: Electronic Recordkeeping Requirements Applicable to Futures Commission Merchants, Introducing Brokers, and Members of a Contract Market | |
| Abstract: The Commission is considering the issuance of proposed amendments relating to the recordkeeping requirements of CFTC registrants and large traders under regluations 1.31 and 1.35. Such proposed amendments would explicitly apply certain record retention and production requirements to e-mails, instant messages, and other forms of digital or electronic written communication and recorded oral communications. UPDATE: THIS MATTER IS BEING WITHDRAWN BECAUSE IT IS BEING INCORPORATED INTO THE NEW RIN 3038-AC96 ENTITLED "BUSINESS CONDUCT STANDARDS-INTERNAL" | |
| Agency: Commodity Futures Trading Commission(CFTC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Completed Actions |
| Major: No | Unfunded Mandates: No |
| CFR Citation: 17 CFR 1.35 17 CFR 4.23 17 CFR 4.33 17 CFR 18.05 | |
| Legal Authority: 7 USC 6 and 12a(5) | |
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Legal Deadline:
None |
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Timetable:
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| Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
| Small Entities Affected: No | Federalism: No |
| Included in the Regulatory Plan: No | |
| RIN Data Printed in the FR: No | |
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Agency Contact: Christine P. Remy Counsel, Office of General Counsel Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581 Phone:202 418-5134 Fax:202 418-5524 Email: cremy@cftc.gov Edward J. Riccobene Associate Chief Counsel, Division of Enforcement Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5327 Email: ericcobene@cftc.gov |
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