View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

CFTC RIN: 3038-AC74 Publication ID: Fall 2010 
Title: Electronic Recordkeeping Requirements Applicable to Futures Commission Merchants, Introducing Brokers, and Members of a Contract Market  
Abstract: The Commission is considering the issuance of proposed amendments relating to the recordkeeping requirements of CFTC registrants and large traders under regluations 1.31 and 1.35. Such proposed amendments would explicitly apply certain record retention and production requirements to e-mails, instant messages, and other forms of digital or electronic written communication and recorded oral communications. UPDATE: THIS MATTER IS BEING WITHDRAWN BECAUSE IT IS BEING INCORPORATED INTO THE NEW RIN 3038-AC96 ENTITLED "BUSINESS CONDUCT STANDARDS-INTERNAL" 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 1.35    17 CFR 4.23    17 CFR 4.33    17 CFR 18.05   
Legal Authority: 7 USC 6 and 12a(5)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Withdrawn  08/16/2010    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Christine P. Remy
Counsel, Office of General Counsel
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5134
Fax:202 418-5524
Email: cremy@cftc.gov

Edward J. Riccobene
Associate Chief Counsel, Division of Enforcement
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5327
Email: ericcobene@cftc.gov