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| CFTC | RIN: 3038-AC88 | Publication ID: Fall 2010 |
| Title: Acknowledgment Letters for Customer Funds and Secured Amount Funds | |
| Abstract: The Commission is proposing to amend its regulations regarding the required content of the acknowledgment letter that a registrant must obtain from any depository holding its segregated customer funds or funds of foreign futures or foreign options customers. | |
| Agency: Commodity Futures Trading Commission(CFTC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
| Major: No | Unfunded Mandates: No |
| CFR Citation: 17 CFR 1.20 and 1.26 17 CFR 30.7 and 140.91 | |
| Legal Authority: 7 USC 1a and 2 7 USC 5 and 6 7 USC 6a to 6p 7 USC 7 7 USC 7a and 7b 7 USC 8 and 9 7 USC 12 and 12a 7 USC 12c and 13a 7 USC 13-a1 and 16 7 USC 16a and 19 7 USC 21 | |
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Legal Deadline:
None |
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Timetable:
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| Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
| Small Entities Affected: No | Federalism: No |
| Included in the Regulatory Plan: No | |
| RIN Data Printed in the FR: No | |
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Agency Contact: Eileen Donovan Associate Director, Division of Clearing and Risk Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581 Phone:202 418-5096 Email: edonovan@cftc.gov |
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