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CFTC RIN: 3038-AC88 Publication ID: Spring 2011 
Title: Acknowledgment Letters for Customer Funds and Secured Amount Funds 
Abstract: The Commission is proposing to amend its regulations regarding the required content of the acknowledgment letter that a registrant must obtain from any depository holding its segregated customer funds or funds of foreign futures or foreign options customers. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 1.20 and 1.26    17 CFR 30.7 and 140.91   
Legal Authority: 7 USC 1a and 2    7 USC 5 and 6    7 USC 6a to 6p    7 USC 7    7 USC 7a and 7b    7 USC 8 and 9    7 USC 12 and 12a    7 USC 12c and 13a    7 USC 13-a1 and 16    7 USC 16a and 19    7 USC 21   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  02/20/2009  74 FR 7838   
NPRM Comment Period End  03/23/2009    
Reproposal  08/09/2010  75 FR 47738   
NPRM Comment Period End  09/08/2010    
Final Action  06/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Heidi Rauh
Attorney Advisor, Division of Clearing and Intermediary Oversight
Commodity Futures Trading Commission
525 West Monroe Street, Suite 1100,
Chicago, IL 60661
Phone:312 596-0644
Email: hrauh@cftc.gov