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CFTC RIN: 3038-AC90 Publication ID: Fall 2010 
Title: Operation in the Ordinary Course of a Commodity Broker in Bankruptcy 
Abstract: The proposed rule would amend Commission regulations applicable to the bankruptcy of a commodity broker by permitting the relevant trustee to operate, with the written permission of the Commission, the business of such commodity broker in the ordinary course, including the purchase or sale of new commodity contracts on behalf of the customers of such commodity broker under appropriate circumstances, as determined by the Commission. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 190.04(d)   
Legal Authority: 7 USC 1a and 2    7 USC 4a    7 USC 6c and 6d    7 USC 6g and 7a    7 USC 12 and 19    7 USC 24    11 USC 362 and 546    11 USC 548 and 556    11 USC 761 to 766   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/16/2009  74 FR 66598   
NPRM Comment Period End  01/15/2010    
Final Action  07/30/2010  75 FR 44890   
Final Action Effective  08/30/2010    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Alicia Lewis
Special Counsel, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Center, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5862
Email: alewis@cftc.gov