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CFTC RIN: 3038-AC96 Publication ID: Spring 2011 
Title: Business Conduct Standards--Internal  
Abstract: Notice of Proposed Rulemaking to implement certain provisions of section 731 of The Dodd-Frank Wall Street Transparency and Accountability Act of 2010 related to internal business conduct standards for swap dealers and major swap participants. This matter incorporates prior RIN 3038-AC74 entitled "Electronic Recordkeeping Requirements Applicable to Futures Commission Merchants, Introducing Brokers and Members of Contract Markets" which is being withdrawn. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: sec 731 of PL 111-203 (Dodd-Frank)   
Legal Deadline:
Action Source Description Date
Final  Statutory    07/15/2011 
Timetable:
Action Date FR Cite
Withdrawn  02/09/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related RINs: Related to 3038-AD38, Related to 3038-AD39, Related to 3038-AD40, Related to 3038-AD41, Related to 3038-AD42, Related to 3038-AD43, Related to 3038-AD44, Related to 3038-AD45 
Agency Contact:
Sarah E. Josephson
Deputy Director, International and Domestic Clearing Initiatives, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5684
Email: sjosephson@cftc.gov