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CFTC RIN: 3038-AD11 Publication ID: Fall 2010 
Title: ●Review of Rules To Find Alternatives to Reliance of Credit Ratings 
Abstract: The rulemaking is being done to comply with the requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act that directAagencies to review their regulations for any references to or reliance on credit ratings, and to remove those references or instances of reliance. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 1.25(b)(2) (Revision)    17 CFR 30.7(c)(1)(ii)(B) (Revision)    17 CFR 1.49(d)(3)(i)(B) (Revision)    17 CFR 4.24(h)(1)(i)(Revision)   
Legal Authority: PL 111-203, sec 939A, Dodd-Frank Wall Street Reform and Consumer Protection Act   
Legal Deadline:
Action Source Description Date
Other  Statutory  Statutory requirement to review regulations for any reliance on credit ratings  07/21/2011 
Timetable:
Action Date FR Cite
NPRM  12/00/2010    
NPRM Comment Period End  01/00/2011    
Final Action  03/00/2011    
Final Action Effective  06/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Adrianne Joves
Counsel, Office of the General Counsel
Commodity Futures Trading Commission
1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5415
Email: ajoves@cftc.gov