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CFTC RIN: 3038-AD11 Publication ID: Spring 2011 
Title: Review of Rules To Find Alternatives to Reliance on Credit Ratings 
Abstract: The rulemaking is being done to comply with the requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act that direct agencies to review their regulations for any references to or reliance on credit ratings, and to remove those references or instances of reliance. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 1.25(b)(2) (Revision)    17 CFR 30.7(c)(1)(ii)(B) (Revision)    17 CFR 1.49(d)(3)(i)(B) (Revision)    17 CFR 4.24(h)(1)(i)(Revision)   
Legal Authority: PL 111-203, sec 939A, Dodd-Frank Wall Street Reform and Consumer Protection Act   
Legal Deadline:
Action Source Description Date
Other  Statutory  Statutory requirement to review regulations for any reliance on credit ratings  07/21/2011 
Timetable:
Action Date FR Cite
NPRM  11/02/2010  75 FR 61254   
NPRM Comment Period End  12/02/2010    
Final Action  07/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Ward P. Griffin
Counsel, Office of the General Counsel
Commodity Futures Trading Commission
1155 21st Street, NW.,
Washington, DC 20581
Phone:202 418-5425
Email: wgriffin@cftc.gov