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CFTC RIN: 3038-AD13 Publication ID: Fall 2010 
Title: ●Privacy Rules for CFTC Regulated Institutions Under the Gramm-Leach Bliley Act 
Abstract: Section 1093 of the Dodd-Frank Wall Street Reform and Consumer Protection Act contains amendments to section 504(a) of the Gramm-Leach-Bliley Act (GLB Act), which sets out certain privacy protections for nonpublic, consumer information. The CFTC will be proposing to issue rules implementing section 504, which would require a financial institution regulated by the CFTC to: (1) Provide notice to its consumers about the institution’s privacy policies and practices; (2) restrict the ability of the institution to share nonpublic, consumer information to nonaffiliated third parties; and (3) permit consumers to prevent the institution from disclosing non-public, consumer information about such consumers to certain nonaffiliated third parties by “opting out” of that disclosure. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: PL 111-203, sec 1093, Dodd-Frank Wall Street Reform and Consumer Protection Act   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/00/2010    
NPRM Comment Period End  01/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Carl E. Kennedy
Counsel, Office of the General Counsel
Commodity Futures Trading Commission
1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-6625
Email: c_kennedy@cftc.gov