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CFTC

RIN: 3038-AD17

Publication ID: Fall 2010

Title: ●Large Trader Reporting
Abstract: The Commission has been mandated by Congress (in the Dodd-Frank Act) to impose position limits on futures and swaps relating to exempt and agricultural commodities. A separate rulemaking will establish swap data repositories to allow proper surveillance of the interconnected commodity derivatives markets and enforce these position limits. In the interim, the Commission will conduct the necessary surveillance by implementing, through this rulemaking, a large trader reporting system for additional derivatives, including covered swaps. Given the new and additional reporting requirements that may be imposed on various market participants, the Commission believes that it is appropriate to solicit and consider the publics comments (in response to the notice of proposed rulemaking) in advance of issuing a final rule.
Agency: Commodity Futures Trading Commission(CFTC)	Priority: Other Significant
RIN Status: First time published in the Unified Agenda	Agenda Stage of Rulemaking: Proposed Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: sec 737 of the Dodd-Frank Wall Street Reform and Consumer Protection Act

Legal Deadline:

Action	Source	Description	Date
Final	Statutory		01/18/2011

Timetable:

Action	Date	FR Cite
NPRM	12/00/2010
NPRM Comment Period End	01/00/2011
Final Action	01/00/2011

Regulatory Flexibility Analysis Required: No	Government Levels Affected: None
Small Entities Affected: No	Federalism: No
Included in the Regulatory Plan: No
RIN Data Printed in the FR: No
Agency Contact: Bruce Fekrat Senior Special Counsel, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581 Phone:202 418-5578 Fax:202 418-5527 Email: bfekrat@cftc.gov