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CFTC RIN: 3038-AD29 Publication ID: Spring 2011 
Title: ●Reporting and Recordkeeping for Post-Enactment Swaps 
Abstract: The CFTC is publishing for comment an interim final rule to implement new statutory provisions introduced by title VII, section 723 of the Dodd-Frank Act. Section 723 amends section 2 of the CEA by adding new section 2(h)(5), which directs that rules adopted by the Commission under this section shall provide for the reporting of "transition" swaps-e.g. those swaps entered into after the date of enactment of the Dodd-Frank Act and prior to the effective date of that statute. The Commission expects shortly to issue a notice for comment about permanent, substantive rules under CEA section 2(h)(5) to govern the reporting of these post-enactment swaps. The purpose of the interim final rule is to alert counterparties that these swaps may be subject to reporting rules and to ensure the preservation of data relating to those swaps pending implementation of such rules. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: Not Yet Determined   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Interim Final Rule  12/17/2010  75 FR 78892   
Next Action Undetermined  To Be Determined    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Susan Nathan
Deputy General Counsel, Office of General Counsel
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5133
Email: snathan@cftc.gov