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CFTC RIN: 3038-AD31 Publication ID: Spring 2011 
Title: ●Electronic Form 40 and Form 102 
Abstract: Refresh content and automation of the CFTC Form 40 and 102 to fulfill current market surveillance information needs and to eliminate inefficiencies and costs related to paper based submissions 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: Not Yet Determined   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  07/00/2011    
NPRM Comment Period End  10/00/2011    
Final Action  02/00/2012    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Donald H. Heitman
Senior Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5041
Fax:202 418-5507
Email: dheitman@cftc.gov