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CFTC RIN: 3038-AD33 Publication ID: Spring 2011 
Title: ●Information Management Requirements for Derivatives Clearing Organizations 
Abstract: The proposed amendments to part 39 of the Commission's regulations would establish the regulatory standards for compliance with DCO Core Principles J (Reporting), K (Recordkeeping), L (Public Information), and M (Information Sharing). Additionally, the Commission is proposing technical amendments to parts 1 and 21 in connection with the proposed regulations. The Commission also is proposing to delegate to the Director of the Division of Clearing and Intermediary Oversight the Commission's authority to perform certain functions in connection with the proposed regulations. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 1 and 21    17 CFR 39   
Legal Authority: sec 5b of the Commodity Exchange Act    7 USC 7a-1    sec 8a(5) of the Commodity Exchange Act    7 USC 12a(5)   
Legal Deadline:
Action Source Description Date
Final  Statutory    07/15/2011 
Timetable:
Action Date FR Cite
NPRM  12/15/2010  75 FR 78185   
NPRM Comment Period End  02/14/2011    
Final Action  07/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related RINs: Previously reported as 3038-AC98 
Agency Contact:
Phyllis P. Dietz
Deputy Director, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5449
Fax:202 418-5536
Email: pdietz@cftc.gov