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CFTC RIN: 3038-AD34 Publication ID: Spring 2011 
Title: ●Financial Resources Requirements for Derivatives Clearing Organizations 
Abstract: The proposed part 39 regulations would establish financial resources requirements for derivatives clearing organizations, including heightened standards for those designated as systemically important derivatives clearing organizations, for the purpose of ensuring that they maintain sufficient financial resources to enable them to perform their functions in compliance with the Commodity Exchange Act. The Commission also proposed amendments to part 140 that would delegate certain authority under part 39 to the Director of the Division of Intermediary Oversight. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 39 and 140   
Legal Authority: sec 5b of the Commodity Exchange Act    7 USC 7a-1    sec 8a(5) of the Commodity Exchange Act    7 USC 12a(5)   
Legal Deadline:
Action Source Description Date
Final  Statutory    07/15/2011 
Timetable:
Action Date FR Cite
NPRM  10/14/2010  75 FR 63113   
NPRM Comment Period End  12/13/2010    
Final Action  07/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related RINs: Previously reported as 3038-AC98 
Agency Contact:
Phyllis P. Dietz
Deputy Director, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5449
Fax:202 418-5536
Email: pdietz@cftc.gov