View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML
CFTC RIN: 3038-AD48 Publication ID: Spring 2011 
Title: ●Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transitional Swaps 
Abstract: The Dodd-Frank Act, by adding Commodity Exchange Act section 2(h)(5), directs that rules be adopted by the Commission to provide for the reporting of data relating to swaps entered into before the date of enactment of the Dodd-Frank Act ("pre-enactment swaps") and data relating to swaps entered into on or after the date of enactment of the Dodd-Frank Act and prior to the effective date of swap data reporting rules implementing CEA section 2(h)(5)(B) ("transitional swaps"). The Commission is proposing for comment rules to implement this requirement. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 44   
Legal Authority: sec 2(h) of the Commodity Exchange Act, as amended by the Dodd-Frank Act   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  06/00/2011    
NPRM Comment Period End  08/00/2011    
Final Action  10/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
David Taylor
Associate Director, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5488
Email: dtaylor@cftc.gov