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CFTC RIN: 3038-AD50 Publication ID: Spring 2011 
Title: ●Registration of Intermediaries 
Abstract: The Commodity Futures Trading Commission hereby proposes regulations to further implement new statutory provisions enacted by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act regarding registration of intermediaries. Specifically, the Commission proposes: (i) Certain conforming amendments to part 3 of the Commission's regulations (part 3) regarding the registration of intermediaries, consistent with other Commission rulemakings issued pursuant to the Dodd-Frank Act; and (ii) other modernizing and technical amendments to part 3. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 3   
Legal Authority: PL 111-203 (Dodd-Frank)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  03/09/2011  76 FR 12888   
NPRM Comment Period End  05/09/2011    
Final Action  10/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Andrew V. Chapin
Associate Chief Counsel, Division of Swap Dealer and Intermediary Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5465
Email: achapin@cftc.gov