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CFTC RIN: 3038-AD51 Publication ID: Spring 2011 
Title: ●Derivatives Clearing Organizations: Requirements for Processing, Clearing, and Transfer of Customer Positions 
Abstract: Proposed regulations would establish a time frame for submission of contracts, agreements, and transactions to a derivatives clearing organization for clearing, and standards for prompt and efficient processing by a derivatives clearing organization. Proposed regulations would also require coordination between derivatives clearing organizations and swap execution facilities or designated contract markets in developing rules and procedures to facilitate clearing. A derivatives clearing organization, upon customer request, would also be required to transfer customer positions and related funds from one clearing member of the derivatives clearing organization to another, without requiring the close-out and re-booking of the positions. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 23    17 CFR 37 to 39   
Legal Authority: sec 5b of the Commodity Exchange Act    7 USC 7a-1    sec 8a(5) of the Commodity Exchange Act    7 USC 12a(5)   
Legal Deadline:
Action Source Description Date
Final  Statutory    07/15/2011 
Timetable:
Action Date FR Cite
NPRM  03/10/2011  76 FR 13101   
NPRM Comment Period End  04/11/2011    
Final Action  07/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Phyllis P. Dietz
Deputy Director, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5449
Fax:202 418-5536
Email: pdietz@cftc.gov