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CFTC RIN: 3038-AD52 Publication ID: Spring 2011 
Title: ●Systems Testing and Monitoring Regime for Market Participants 
Abstract: The Commission is considering proposing rules requiring testing and monitoring of algorithmic trading systems. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 7 USC 6c(a) and 6g    7 USC 7(d) and 7b-3    7 USC 9 and 15    7 USC 12(a)(5)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  06/00/2011    
NPRM Comment Period End  08/00/2011    
Final Action  10/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Robert Pease
Trial Attorney, Division of Enforcement
Commodity Futures Trading Commission
1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5863
Email: disruptivetrading@cftc.gov

Mark Higgins
Counsel, Office of General Counsel
Commodity Futures Trading Commission
1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5864
Fax:202 418-5524
Email: mhiggins@cftc.gov