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| CFTC | RIN: 3038-AE11 | Publication ID: Fall 2014 |
| Title: DCM and SEF Market Maker and Incentive Programs | |
| Abstract: Staff is considering recommending rules to the Commission to provide guidance for designated contract markets (DCM) and swap execution facilities (SEF) that establish or renew a market maker or incentive program. The proposed rules would provide DCMs and SEFs with guidance as to what are acceptable and unacceptable programs and program terms and other requirements that DCMs and SEFs must comply with as a condition of establishing or renewing a market maker or incentive program. | |
| Agency: Commodity Futures Trading Commission(CFTC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
| Legal Authority: 7 USC 1 et seq | |
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Legal Deadline:
None |
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Timetable:
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| Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
| Small Entities Affected: No | Federalism: No |
| Included in the Regulatory Plan: No | |
| RIN Data Printed in the FR: No | |
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Agency Contact: Maggie Sklar Special Counsel, Division of Market Oversight Commodity Futures Trading Commission 1155 21st Street, NW., Washington, DC 20581 Phone:202 418-5365 Email: msklar@cftc.gov |
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