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CFTC RIN: 3038-AE12 Publication ID: Fall 2015 
Title: Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps 
Abstract:

Staff solicited and reviewed public input on possible revisions to part 45 that could increase efficiencies in reporting cleared swap data and mitigate the burden on market participants.  The Commission issued a Notice of Proposed Rulemaking (NPRM) seeking appropriate revisions to part 45.  As markets, market participants, and trading conventions adapt to the swap data recordkeeping and reporting requirements under part 45, staff will review these requirements to ensure that they continue to fulfill their regulatory objectives in light of the evolving swaps marketplace.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 7 U.S.C. 6r    7 U.S.C. 7    7 U.S.C. 7a-1    7 U.S.C. 7b-3    7 U.S.C. 12a    7 U.S.C. 24a   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Request for Comment  03/26/2014  79 FR 16689   
Comment Period End  05/27/2014 
NPRM  08/31/2015  80 FR 52544   
NPRM Comment Period End  10/30/2015 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related RINs: Split from 3038-AE22, Related to 3038-AE31, Related to 3038-AD48 
Agency Contact:
Daniel J. Bucsa
Deputy Director, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5435
Email: dbucsa@cftc.gov

Aaron Brodsky
Senior Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5349
Email: abrodsky@cftc.gov

Benjamin DeMaria
Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5988
Email: bdemaria@cftc.gov