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CFTC RIN: 3038-AE14 Publication ID: Fall 2014 
Title: Swap Data Repositories--Access to SDR Data by Market Participants 
Abstract:

The Commodity Futures Trading Commission adopted an interim final rule to clarify the scope of permissible access by market participants to swap data and information maintained by a registered swap data repository ("SDR").  Specifically, the interim final rule clarifies that, for a swap that is executed anonymously on a swap execution facility or designated contract market, and then cleared in accordance with the Commission's straight-through processing requirements, the data and information maintained by a registered SDR that may be accessed by either counterparty to the swap does not include the identity of the other counterparty to the swap, the identity of the other counterparty's clearing member for the swap, or such counterparty's or clearing member's legal entity identifier.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 49.17   
Legal Authority: 7 USC 12a    7 USC 24a   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Interim Final Rule  03/26/2014  79 FR 16672   
Interim Final Rule Comment Period End  04/25/2014 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related RINs: Related to 3038-AD20 
Agency Contact:
Nora Flood
Chief Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-6059
Email: nflood@cftc.gov

Laurie Gussow
Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Center, 1155 21st Street, NW.,
Washington, DC 20581
Phone:202 418-7623
Email: lgussow@cftc.gov