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CFTC RIN: 3038-AE19 Publication ID: Fall 2014 
Title: ●Exclusion of Utility Operations--Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special Entities 
Abstract:

The Commodity Futures Trading Commission amended its regulations to permit a person to exclude utility operations-related swaps with utility special entities in calculating the aggregate gross national amount of the person's swap positions solely for purposes of the de minimis exception applicable to swaps with special entities. 

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 1.3(ggg)(4)(i)   
Legal Authority: 7 USC 1a et seq   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  06/02/2014  79 FR 31238   
NPRM Comment Period End  07/02/2014 
Final Action  09/26/2014  79 FR 57767   
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Erik Remmler
Dep Director, Registration and Compliance Branch Division of Swap Dealer and Intermediary Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-7630
Email: eremmler@cftc.gov

Israel Goodman
Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street, NW,
Washington, DC 20581
Phone:202 418-6715
Email: igoodman@cftc.gov