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CFTC RIN: 3038-AE24 Publication ID: Fall 2015 
Title: Interpretation--Forward Contracts With Embedded Volumetric Optionality 
Abstract:

In accordance with section 712(d)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act the Commodity Futures Trading Commission (the CFTC) and the Securities and Exchange Commission (SEC), after consultation with the Board of Governors of the Federal Reserve System (Board of Governors), issued the CFTC’s proposed clarification of its interpretation concerning forward contracts with embedded volumetric optionality.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Info./Admin./Other 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: None     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: Pub. L .111-203, sec 712(d)(4), Dodd Frank   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Proposed Interpretation - Request for Comment  11/20/2014  79 FR 69073   
Comment Period End  12/22/2014 
Final Interpretation  05/18/2015  80 FR 28239   
Final Action Effective  05/18/2015 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related Agencies: Joint: SEC; 
Agency Contact:
Elise Pallais
Counsel, Office of General Counsel
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street, NW.,
Washington, DC 20581
Phone:202 418-5577
Email: epallais@cftc.gov

Mark Fajfar
Assistant General Counsel, Office of General Counsel
Commodity Futures Trading Commission
1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-6636
Email: mfajfar@cftc.gov