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CFTC RIN: 3038-AE29 Publication ID: Fall 2016 
Title: Amendments to Existing System Safeguards Testing Requirements for Derivatives Clearing Organizations 
Abstract:

The Commission has issued a Final Rule amending the system safeguards testing requirements in part 39 for derivatives clearing organizations (DCOs). The amended rules include provisions, among others, that specify the types of system safeguards testing and assessment that DCOs are required to conduct and clarify how often such testing and assessment should be conducted.  The amended rules also specify the minimum scope required for such testing and make certain technical amendments.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 39   
Legal Authority: 7 U.S.C. 7a-1   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/23/2015  80 FR 80113   
NPRM Comment Period End  02/22/2016 
Final Action  09/19/2016  81 FR 64322   
Final Action Effective  09/19/2016 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Eileen R. Chotiner
Senior Program Analyst, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street, NW.,
Washington, DC 20581
Phone:202 418-5467
Email: echotiner@cftc.gov