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CFTC RIN: 3038-AE32 Publication ID: Spring 2021 
Title: Part 49 Certain Swap Data Repository and Data Reporting Requirements (Verification Rulemaking) 
Abstract:

The Commission issued the proposed part 49 changes on May 13, 2019. The rulemaking integrates existing staff guidance, clarifies and amends certain provisions, and introduces additional requirements for swap data repositories ("SDR") and market participants towards the ultimate goal of increasing the quality and utility of swaps data. Specifically, the rule changes address ambiguities and fill gaps in the existing language of the Commission’s regulations, and make amendments to existing obligations for SDRs to accept and confirm data accuracy, among other updates. The Final Rule was published in the Federal Register on November 25, 2020.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 23    17 CFR 43    17 CFR 45    17 CFR 49   
Legal Authority: 7 U.S.C. 1a    7 U.S.C. 2(a)    7 U.S.C. 6r    7 U.S.C. 7    7 U.S.C. 7a-1    7 U.S.C. 7b-3    7 U.S.C. 12a    7 U.S.C. 24a   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  05/13/2019  84 FR 21044   
NPRM Comment Period End  07/29/2019 
NPRM Comment Period Extended  07/25/2019  84 FR 35847   
NPRM Comment Period Extended End  10/28/2019 
NPRM /Comment Period Extended  10/29/2019  84 FR 57831   
NPRM Comment Period Extended End  01/27/2020 
NPRM Comment Period Reopened  02/20/2020 
NPRM Comment Period Reopened End  05/20/2020 
NPRM Comment Period Reopened Extended  04/23/2020  85 FR 22690   
NPRM Comment Period Reopened Extended End  05/22/2020 
Final Rule  11/25/2020  85 FR 75601   
Final Rule Effective  01/25/2021 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Benjamin DeMaria
Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5988
Email: bdemaria@cftc.gov