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CFTC RIN: 3038-AE48 Publication ID: Fall 2016 
Title: ●Written Acknowledgment of Customer Funds from Federal Reserve Banks  
Abstract:

The Commodity Futures Trading Commission (CFTC or Commission) is amending Regulation 1.20 by revising subparagraphs (g)(4)(i) and (g)(4)(ii), and repealing subparagraphs (g)(4)(ii)(A) and (g)(4)(ii)(B). These provisions relate to the requirement that a derivatives clearing organization (DCO) obtain from a Federal Reserve Bank acting as a depository for customer funds a written acknowledgment that the Federal Reserve Bank was informed that the customer funds deposited therein are those of customers and are being held in accordance with Section 4d of the Commodity Exchange Act (CEA).

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 1.20   
Legal Authority: 7 U.S.C. 1 et seq.   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Final Action  08/12/2016  81 FR 53266   
Final Action Effective  08/12/2016 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Eileen A. Donovan
Deputy Director, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5096
Email: edonovan@cftc.gov

Parisa Nouri
Associate Director, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-6620
Email:  pnouri@cftc.gov