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CFTC RIN: 3038-AE65 Publication ID: Spring 2019 
Title: Exemption From Derivatives Clearing Organization Registration  
Abstract:

The Commodity Futures Trading Commission ("Commission") would propose amendments to part 39 of its regulations to codify the policies and procedures that the Commission is currently following with respect to granting exemptions from registration as a derivatives clearing organization for the clearing of swaps if the Commission determines that a derivatives clearing organization is subject to comparable, comprehensive supervision and regulation by an appropriate governmental authority in the organization’s home country.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
EO 14192 Designation: Independent agency 
CFR Citation: 17 CFR 39   
Legal Authority: 7 U.S.C. 7a-1(h)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  08/13/2018  83 FR 39923   
NPRM Comment Period End  10/12/2018 
Second NPRM  06/00/2019 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Eileen A. Donovan
Deputy Director, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5096
Email: edonovan@cftc.gov

Parisa Nouri
Associate Director, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-6620
Email:  pnouri@cftc.gov