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CFTC RIN: 3038-AF23 Publication ID: Spring 2025 
Title: Operational Resilience Framework for Certain Commission Registrants 
Abstract:

The Commodity Futures Trading Commission (Commission) has proposed a rule requiring certain Commission registrants to establish and maintain an operational resilience framework that includes a cybersecurity program, third party relationship program, and business continuity program. The proposed rule needs to be revised before finalization to minimize duplicative, conflicting, or overly burdensome regulatory requirements.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Economically Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 14192 Designation: Deregulatory 
CFR Citation: 17 CFR 1    17 CFR 23   
Legal Authority: 7 U.S.C. 6s(j)    7 U.S.C 6f(c)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  01/24/2024  89 FR 4706   
NPRM Comment Period Extension  02/26/2024  89 FR 14007   
NPRM Comment Period End (Original)  03/02/2024 
NPRM Comment Extension End  04/01/2024 
Revised NPRM  12/00/2025 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Thomas J. Smith
Acting Director, Market Participants Division
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5495
Email: tsmith@cftc.gov