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CFTC RIN: 3038-AF28 Publication ID: Fall 2023 
Title: Part 40 - Provisions Common to Registered Entities 
Abstract:

The Commission has proposed revisions to amend, clarify, and improve certain part 40 provisions for registered entities to file new or amended products and rules with the Commission; and clarify and improve current dormancy regulations.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
CFR Citation: 17 CFR 40   
Legal Authority: 7 U.S.C. 12a(5)    7 U.S.C. 7a-2    7 U.S.C. 1a    7 U.S.C. 2    7 U.S.C. 5    7 U.S.C. 7    7 U.S.C. 6   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  09/06/2023  88 FR 61432   
NPRM Comment Period End  11/06/2023 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Rachel Kaplan
Senior Special Counsel to the Director, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-6233
Email: rkaplan@cftc.gov