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CFTC RIN: 3038-AF37 Publication ID: Fall 2024 
Title: Amendments to Part 48 Regulations for FBOTs 
Abstract:

The Commission amended part 48 of its regulations to permit a foreign board of trade (FBOT) registered with the Commission to provide direct access to its electronic trading and order matching system to an identified member or other participant located in the United States and registered with the Commission as an introducing broker (IB) for submission of customer orders to the FBOT’s trading system for execution. The Commission also established a procedure for an FBOT to request revocation of its registration, and removing certain outdated references to "existing no-action relief.”

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 48   
Legal Authority: 7 U.S.C. 6(b)(1)(A)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  03/01/2024  89 FR 15083   
NPRM Comment Period End  04/22/2024 
Final Rule  08/15/2024  89 FR 66201   
Final Rule Effective  09/16/2024 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Alexandros Stamoulis
Associate Director, Division of Market Oversight
Commodity Futures Trading Commission
290 Broadway, 6th Floor,
New York, NY 10007
Phone:646 746-9792
Email: astamoulis@cftc.gov