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CFTC RIN: 3038-AF44 Publication ID: Spring 2025 
Title: Amendments to Parts 10 and 11 to Revise the Procedures for Commission Consideration of Enforcement Matters 
Abstract:

Staff is considering recommending to the Commission certain procedural amendments regarding the process by which the Commission considers Enforcement Matters and provides fair notice to parties.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 14192 Designation: Fully or Partially Exempt 
CFR Citation: 17 CFR Parts 10 and 11     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 7 U.S.C. 2(a)(12)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Final Rule  07/00/2025 
Final Rule Effective  07/00/2025 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Paul Hayeck
Acting Director, Division of Enforcement
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5000
Email: phayeck@cftc.gov

Anne Stukes
Senior Assistant General Counsel, Office of the General Counsel
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5127
Email: astukes@cftc.gov